Yaniv Sarig - Oct 4, 2022 Form 4 Insider Report for Aterian, Inc. (ATER)

Role
President & Chief Executive Officer, Director
Signature
/s/ Sarig Yaniv Zion
Stock symbol
ATER
Transactions as of
Oct 4, 2022
Transactions value $
$0
Form type
4
Date filed
10/6/2022, 04:20 PM
Previous filing
Sep 15, 2022
Next filing
Jan 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATER Common Stock Award +47.6K +7.36% 695K Oct 4, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATER Common Stock Warrant (right to buy) Award +47.6K 47.6K Oct 4, 2022 Common Stock 47.6K $2.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of common stock was purchased together with an accompanying warrant to purchase one share of common stock in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.10 per share.

Remarks:

President & Chief Executive Officer