Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GEG | Common stock, par value $0.01 per share ("Common Stock") | Award | $0 | +160K | +39.45% | $0.00 | 565K | Sep 20, 2022 | Direct | F1, F2, F5 |
transaction | GEG | Common Stock | Purchase | $12.5K | +6.09K | +0.13% | $2.05 | 4.82M | Sep 21, 2022 | See Footnote | F3, F4, F5 |
Id | Content |
---|---|
F1 | On September 20, 2022, Jason Reese was awarded 159,817 restricted stock units, 25% of which vested on the date of grant, and 25% of the units will vest on each of the next three anniversaries thereof. |
F2 | Reflects shares directly beneficially owned by Mr. Reese. |
F3 | This purchase was effected pursuant to a Rule 10b5-1 Trading Plan established by Long Ball Partners, LLC ("Long Ball") on June 15, 2022. |
F4 | Consists of 3,452,488 shares held directly by Long Ball and 1,369,984 shares held directly by Imperial Capital Asset Management, LLC ("ICAM"). Mr. Reese is portfolio manager to Long Ball and is Chairman and Chief Executive Officer of ICAM, which is the managing member of and investment manager to Long Ball. |
F5 | Each of Mr. Reese, ICAM and Long Ball disclaims beneficial ownership of the securities reported herein, except to the extent of that person's pecuniary interest. |
Mr. Reese is a director and Executive Chairman of the Issuer.