Andrew Mark Perlmutter - Jun 27, 2022 Form 4 Insider Report for Funko, Inc. (FNKO)

Role: CHIEF EXECUTIVE OFFICER, Director
Signature: /s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter
Stock symbol: FNKO
Transactions as of: Jun 27, 2022
Transactions value $: -$991,369
Form type: 4
Date filed: 6/30/2022, 04:05 PM
Previous filing: May 3, 2022
Next filing: Jan 5, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FNKO	Class A Common Stock	Options Exercise	$0	+4.33K	+3.3%	$0.00	136K	Jun 27, 2022	Direct	F1
transaction	FNKO	Class A Common Stock	Sale	-$42K	-1.73K	-1.28%	$24.25	134K	Jun 28, 2022	Direct	F2
transaction	FNKO	Class A Common Stock	Sale	-$714K	-30.4K	-22.67%	$23.49	104K	Jun 28, 2022	Direct	F3, F4
transaction	FNKO	Class A Common Stock	Sale	-$236K	-9.61K	-9.27%	$24.51	94.1K	Jun 28, 2022	Direct	F3, F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FNKO	Restricted Stock Units	Options Exercise	$0	-4.33K	-100%	$0.00^*	0	Jun 27, 2022	Class A Common Stock	4.33K		Direct	F1, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2	Shares were sold to cover taxes upon the vesting of restricted stock units on June 27, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F3	Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F4	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.06 to $24.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.30 to $24.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6	The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F7	On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.