Key facts
- This page summarizes Andrew Mark Perlmutter's Form 4 filing for Funko, Inc. (FNKO).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 May 2022, 20:04.
Andrew Mark Perlmutter - 29 Apr 2022 Form 4 Insider Report for Funko, Inc. (FNKO)
- Reporting relationship
- CHIEF EXECUTIVE OFFICER, Director
- Issuer ticker
- FNKO
- Reported as of
- 29 Apr 2022
- Net transaction value
- -$64,603
- SEC form
- 4
- Accepted by SEC
- 03 May 2022, 20:04:34 UTC
- Prior SEC filing
- 25 Apr 2022
- Next SEC filing
- 30 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Andrew Mark Perlmutter filed Form 4 for Funko, Inc. (FNKO) on 03 May 2022.
Change
- Previous filing in this sequence was filed on 25 Apr 2022.
- Current net transaction value: -$64,603.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FNKO
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +9,945
- Change %
- +7.9%
- Price
- $0.000000
- Shares after
- 135,439
- Date
- 29 Apr 2022
- Ownership
- Direct
FNKO
transaction
Class A Common Stock
Sale
- Transaction value
- $64,603
- Shares
- -3,978
- Change %
- -2.9%
- Price
- $16.24
- Shares after
- 131,461
- Date
- 02 May 2022
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FNKO
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -9,945
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 19,889
- Date
- 21 Apr 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 9,945
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Footnote F2
The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
Footnote F3
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 39,778 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.