Navam Welihinda - Dec 27, 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Financial Officer
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 27, 2021
Transactions value $
$1,631
Form type
4
Date filed
5/16/2022, 08:08 PM
Previous filing
Dec 23, 2021
Next filing
Mar 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security $816 +3.5K $0.23* 3.5K Dec 27, 2021 Direct
transaction HCP Class A Common Stock Conversion of derivative security $816 +3.5K +100% $0.23* 7K Jan 24, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Employee Stock Option (right to buy) Options Exercise $0 -3.5K -2.06% $0.00 167K Dec 27, 2021 Class B Common Stock 3.5K $0.23 Direct F1
transaction HCP Class B Common Stock Options Exercise $0 +3.5K +1.94% $0.00 184K Dec 27, 2021 Class A Common Stock 3.5K Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -3.5K -1.91% $0.00 180K Dec 27, 2021 Class A Common Stock 3.5K Direct F2
transaction HCP Employee Stock Option (right to buy) Options Exercise $0 -3.5K -2.1% $0.00 163K Jan 24, 2022 Class B Common Stock 3.5K $0.23 Direct F1
transaction HCP Class B Common Stock Options Exercise $0 +3.5K +1.94% $0.00 184K Jan 24, 2022 Class A Common Stock 3.5K Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -3.5K -1.91% $0.00 180K Jan 24, 2022 Class A Common Stock 3.5K Direct F2
transaction HCP Restricted Stock Units Options Exercise $0 -30.3K -25.02% $0.00 90.7K Jan 31, 2022 Class B Common Stock 30.3K Direct F3, F4
transaction HCP Class B Common Stock Options Exercise $0 +30.3K +16.82% $0.00 210K Jan 31, 2022 Class A Common Stock 30.3K Direct F2
transaction HCP Class B Common Stock Tax liability $0 -12.9K -6.11% $0.00 197K Jan 31, 2022 Class A Common Stock 12.9K Direct F2, F5
transaction HCP Restricted Stock Units Award $0 +53.8K $0.00 53.8K Feb 1, 2022 Class A Common Stock 53.8K Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares underlying the option are fully vested and immediately exercisable.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class B Common Stock.
F4 The RSUs vest in twelve equal quarterly installments beginning on March 20, 2022.
F5 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F6 Each RSU represents a contingent right to receive one share of Issuer Class A Common Stock.
F7 The RSUs vest in sixteen equal quarterly installments beginning on June 20, 2022.