Navam Welihinda - Dec 21, 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Financial Officer
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 21, 2021
Transactions value $
-$1,641,201
Form type
4
Date filed
12/23/2021, 05:31 PM
Previous filing
Dec 15, 2021
Next filing
May 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Common Stock Conversion of derivative security +4.02K 4.02K Dec 21, 2021 Direct F1
transaction HCP Common Stock Sale -$342K -4.02K -100% $85.03 0 Dec 21, 2021 Direct F2
transaction HCP Common Stock Conversion of derivative security +2.23K 2.23K Dec 22, 2021 Direct F1
transaction HCP Common Stock Sale -$154K -1.8K -80.79% $85.42 428 Dec 22, 2021 Direct F3
transaction HCP Common Stock Sale -$36.9K -428 -100% $86.13 0 Dec 22, 2021 Direct F4
transaction HCP Common Stock Conversion of derivative security +12.5K 12.5K Dec 23, 2021 Direct F1
transaction HCP Common Stock Sale -$547K -6.25K -50% $87.50 6.25K Dec 23, 2021 Direct
transaction HCP Common Stock Sale -$562K -6.25K -100% $90.00 0 Dec 23, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Employee Stock Option (right to buy) Options Exercise $0 -4.02K -2.61% $0.00 150K Dec 21, 2021 Class B Common Stock 4.02K $5.32 Direct F5
transaction HCP Class B Common Stock Options Exercise $0 +4.02K +2.23% $0.00 184K Dec 21, 2021 Class A Common Stock 4.02K Direct F1
transaction HCP Class B Common Stock Conversion of derivative security $0 -4.02K -2.18% $0.00 180K Dec 21, 2021 Class A Common Stock 4.02K Direct F1
transaction HCP Employee Stock Option (right to buy) Options Exercise $0 -2.23K -1.49% $0.00 148K Dec 22, 2021 Class B Common Stock 2.23K $5.32 Direct F5
transaction HCP Class B Common Stock Options Exercise $0 +2.23K +1.24% $0.00 182K Dec 22, 2021 Class A Common Stock 2.23K Direct F1
transaction HCP Class B Common Stock Conversion of derivative security $0 -2.23K -1.22% $0.00 180K Dec 22, 2021 Class A Common Stock 2.23K Direct F1
transaction HCP Employee Stock Option (right to buy) Options Exercise $0 -12.5K -8.47% $0.00 135K Dec 23, 2021 Class B Common Stock 12.5K $5.32 Direct F5
transaction HCP Class B Common Stock Options Exercise $0 +12.5K +6.94% $0.00 193K Dec 23, 2021 Class A Common Stock 12.5K Direct F1
transaction HCP Class B Common Stock Conversion of derivative security $0 -12.5K -6.49% $0.00 180K Dec 23, 2021 Class A Common Stock 12.5K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.04 to $85.90, inclusive.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.05 to $86.29, inclusive.
F5 The shares underlying the option vested as to 25% of the total shares on February 27, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.