Jason Reese - May 9, 2022 Form 4/A - Amendment Insider Report for Great Elm Group, Inc. (GEG)

Role
Director, 10%+ Owner
Signature
Jason Reese, By: /s/ Jason Reese
Stock symbol
GEG
Transactions as of
May 9, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
5/16/2022, 07:49 PM
Date Of Original Report
May 10, 2022
Previous filing
May 6, 2022
Next filing
May 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GEG Common Stock, par value $0.01 per share 4.13M May 9, 2022 See Footnotes F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 10, 2022, the reporting persons filed a Form 4, which inadvertently reported in Column 5 indirect beneficial ownership following the transaction occurring on May 10, 2022 of 4,125,839 shares, consisting of 2,755,855 shares held directly by Long Ball Partners, LLC ("Long Ball") and 1,369,984 shares held directly by Imperial Capital Asset Management, LLC ("ICAM"). In fact, as reported in this amendment, the reporting persons indirectly beneficially owned 4,125,482 shares, consisting of 2,755,498 shares held directly by Long Ball and 1,369,984 shares held directly by ICAM.
F2 Each of Mr. Reese, ICAM and Long Ball disclaims beneficial ownership of the securities reported herein, except to the extent of that person's pecuniary interest.

Remarks:

Mr. Reese is a director and Executive Chairman of the Issuer.