Kabir Sethi - May 6, 2022 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role
Managing Director
Signature
By: /s/ Gregory M. Woods, attorney-in-fact
Stock symbol
LPLA
Transactions as of
May 6, 2022
Transactions value $
$0
Form type
4
Date filed
5/10/2022, 04:38 PM
Previous filing
May 10, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPLA Common Stock Award $0 +12.1K $0.00 12.1K May 6, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest ratably on each of May 6, 2023, May 6, 2024, and May 6, 2025. Vested shares will be issued to the Reporting Person as soon as practicable after the vesting date.

Remarks:

The signatory is signing on behalf of Kabir Sethi pursuant to a Power of Attorney dated May 2, 2022.