Tracy D. Daw - Apr 29, 2022 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF LEGAL OFFICER
Signature
/s/ Tracy D. Daw
Stock symbol
FNKO
Transactions as of
Apr 29, 2022
Transactions value $
-$29,362
Form type
4
Date filed
5/3/2022, 08:10 PM
Previous filing
Apr 25, 2022
Next filing
Jun 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Options Exercise $0 +4.52K +43.02% $0.00 15K Apr 29, 2022 Direct
transaction FNKO Class A Common Stock Sale -$29.4K -1.81K -12.03% $16.24 13.2K May 2, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -4.52K -33.33% $0.00 9.04K Apr 29, 2022 Class A Common Stock 4.52K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 18,081 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.