Tracy D. Daw - Apr 21, 2022 Form 4 Insider Report for Funko, Inc. (FNKO)

Signature
/s/ Tracy D. Daw
Stock symbol
FNKO
Transactions as of
Apr 21, 2022
Transactions value $
-$20,399
Form type
4
Date filed
4/25/2022, 07:32 PM
Previous filing
Mar 10, 2022
Next filing
May 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Options Exercise $0 +2.99K +34.29% $0.00 11.7K Apr 21, 2022 Direct
transaction FNKO Class A Common Stock Sale -$20.4K -1.2K -10.21% $17.07 10.5K Apr 22, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -2.99K -24.99% $0.00 8.97K Apr 21, 2022 Class A Common Stock 2.99K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were sold to cover taxes upon the vesting of restricted stock units on April 21, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 11,955 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.