Tracy D. Daw - Apr 21, 2022 Form 4 Insider Report for Funko, Inc. (FNKO)

Role: CHIEF LEGAL OFFICER
Signature: /s/ Tracy D. Daw
Stock symbol: FNKO
Transactions as of: Apr 21, 2022
Transactions value $: -$20,399
Form type: 4
Date filed: 4/25/2022, 07:32 PM
Previous filing: Mar 10, 2022
Next filing: May 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FNKO	Class A Common Stock	Options Exercise	$0	+2.99K	+34.29%	$0.00	11.7K	Apr 21, 2022	Direct
transaction	FNKO	Class A Common Stock	Sale	-$20.4K	-1.2K	-10.21%	$17.07	10.5K	Apr 22, 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FNKO	Restricted Stock Units	Options Exercise	$0	-2.99K	-24.99%	$0.00	8.97K	Apr 21, 2022	Class A Common Stock	2.99K		Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares were sold to cover taxes upon the vesting of restricted stock units on April 21, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2	The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3	Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The full award of 11,955 RSUs vests in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.