PACIFIC INVESTMENT MANAGEMENT CO LLC - 22 Apr 2022 Form 3 Insider Report for QUANTUM CORP /DE/ (QMCO)

Role
10%+ Owner
Signature
/s/ Jason Nagler
Issuer symbol
QMCO
Transactions as of
22 Apr 2022
Net transactions value
$0
Form type
3
Filing time
25 Apr 2022, 19:21:25 UTC
Previous filing
06 Apr 2022
Next filing
16 May 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding QMCO Common Stock 10,248,322 22 Apr 2022 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QMCO Warrant 22 Apr 2022 Common Stock 4,309,464 $1.33 See Footnote F1
holding QMCO Warrant 22 Apr 2022 Common Stock 2,215,825 $2.79 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities reported in the tables above are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, including (i) OC II FIE V LP, which holds 2,980,860 shares of common stock, par value $0.01 per share (the "Common Stock") and warrants to purchase 6,525,289 shares of Common Stock and (ii) OC III LVS XL LP, which holds 7,267,462 shares of Common Stock. The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.