Tracy D. Daw - Mar 4, 2022 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF LEGAL OFFICER
Signature
/s/ Tracy Daw
Stock symbol
FNKO
Transactions as of
Mar 4, 2022
Transactions value $
-$9,702
Form type
4
Date filed
3/8/2022, 07:55 PM
Previous filing
Jun 28, 2021
Next filing
Mar 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +1.37K +17.32% $0.00 9.26K Mar 4, 2022 Direct F2
transaction FNKO CLASS A COMMON STOCK Sale -$9.7K -546 -5.9% $17.77 8.71K Mar 8, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -1.37K -49.98% $0.00 1.37K Mar 4, 2022 Class A Common Stock 1.37K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares sold to cover taxes upon vesting of restricted stock units.
F2 Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F3 On March 4, 2019, the Reporting Person was granted 5,470 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.