Tracy D. Daw - Jun 27, 2021 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
Senior Vice President, General Counsel and Secretary
Signature
/s/ Tracy D. Daw, Tracy D. Daw
Stock symbol
FNKO
Transactions as of
Jun 27, 2021
Transactions value $
$0
Form type
4
Date filed
6/28/2021, 04:50 PM
Previous filing
May 21, 2021
Next filing
Mar 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO Class A Common Stock Options Exercise +2.01K +34.05% 7.89K Jun 27, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -2.01K -50% $0.00 2.01K Jun 27, 2021 Class A Common Stock 2.01K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 On June 27, 2018, the Reporting Person was granted 8,020 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Remarks:

Senior Vice President, General Counsel and Secretary