Michael R. Niggli - Mar 1, 2022 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Role
Director
Signature
/s/ Amir Moftakhar, by power of attorney
Stock symbol
GWH
Transactions as of
Mar 1, 2022
Transactions value $
$100,168
Form type
4
Date filed
3/3/2022, 07:24 PM
Previous filing
Nov 12, 2021
Next filing
May 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWH Common Stock Purchase $100K +20K +3.92% $5.01 530K Mar 1, 2022 Direct F1, F2
holding GWH Common Stock 568K Mar 1, 2022 See footnote F3, F4
holding GWH Common Stock 227K Mar 1, 2022 See footnote F5, F6
holding GWH Common Stock 85.2K Mar 1, 2022 See footnote F7, F8
holding GWH Common Stock 85.2K Mar 1, 2022 See footnote F7, F9
holding GWH Common Stock 85.2K Mar 1, 2022 See footnote F7, F10
holding GWH Common Stock 85.2K Mar 1, 2022 See footnote F7, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.93 to $5.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
F2 Reflects an increase of 16 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
F3 Reflects an increase of 10 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
F4 The shares are held of record by the Linda Naviaux Niggli Trust for which the reporting person's spouse serves as trustee.
F5 Reflects an increase of seven shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
F6 The shares are held of record by the Michael R. Niggli Family Trust for which the reporting person serves as trustee.
F7 Reflects an increase of three shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021
F8 The shares are held of record by the Chloe D. Niggli Gift Trust for which the reporting person serves as trustee.
F9 The shares are held of record by the Ian M. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
F10 The shares are held of record by the Lorelei A. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
F11 The shares are held of record by the Michael R. Niggli Jr. 2021 Gift Trust for which the reporting person serves as trustee.