Chad Steelberg - Feb 11, 2022 Form 4 Insider Report for Veritone, Inc. (VERI)

Role
Chief Executive Officer, Chairman of the Board, Director, 10%+ Owner
Signature
/s/ Chad Steelberg
Stock symbol
VERI
Transactions as of
Feb 11, 2022
Transactions value $
-$1,536,365
Form type
4
Date filed
2/15/2022, 08:48 PM
Previous filing
Jan 21, 2022
Next filing
May 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VERI Common Stock Tax liability -$1.54M -89.2K -18.59% $17.23* 390K Feb 11, 2022 Direct F1
transaction VERI Common Stock Other $0 -216K -100% $0.00* 0 Feb 14, 2022 Steel Veritone Fund I, LLC
transaction VERI Common Stock Other $0 +59.6K $0.00 59.6K Feb 14, 2022 The C&CS Family Trust dated September 7, 2012 F2
holding VERI Common Stock 160K Feb 11, 2022 Held by CSVH, LLC F3
holding VERI Common Stock 426K Feb 11, 2022 Held by son F4
holding VERI Common Stock 426K Feb 11, 2022 Held by daughter F5
holding VERI Common Stock 426K Feb 11, 2022 Held by spouse as custodian F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 -19.6K -100% $0.00* 0 Feb 14, 2022 Common Stock 19.6K $13.61 Steel Veritone Fund I, LLC F7
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 -19.6K -100% $0.00* 0 Feb 14, 2022 Common Stock 19.6K $13.61 Steel Veritone Fund I, LLC F7
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 -19.6K -100% $0.00* 0 Feb 14, 2022 Common Stock 19.6K $13.61 Steel Veritone Fund I, LLC F7
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 -19.6K -100% $0.00* 0 Feb 14, 2022 Common Stock 19.6K $13.61 Steel Veritone Fund I, LLC F7
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 +5.39K $0.00 5.39K Feb 14, 2022 Common Stock 5.39K $13.61 The C&CS Family Trust dated September 7, 2012 F7
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 +5.39K $0.00 5.39K Feb 14, 2022 Common Stock 5.39K $13.61 The C&CS Family Trust dated September 7, 2012 F7
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 +5.39K $0.00 5.39K Feb 14, 2022 Common Stock 5.39K $13.61 The C&CS Family Trust dated September 7, 2012 F7
transaction VERI Common Stock Purchase Warrant (right to buy) Other $0 +5.39K $0.00 5.39K Feb 14, 2022 Common Stock 5.39K $13.61 The C&CS Family Trust dated September 7, 2012 F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units.
F2 Reporting person is the trustee of The C&CS Family Trust dated September 7, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person received the shares upon distribution of shares held by Steel Veritone Fund I, LLC (the "Fund"), which reporting person previously reported beneficial ownership of 215,921 shares owned by the Fund. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F3 Shares are held by CSVH, LLC, a limited liability company. Reporting person is the sole manager and member of CSVH, LLC.
F4 Shares are held by reporting person's son. Reporting person disclaims beneficial ownership of such shares.
F5 Shares are held by reporting person's daughter. Reporting person disclaims beneficial ownership of such shares.
F6 Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares.
F7 Reporting person received the warrants upon distribution of warrants held by the Fund, which reporting person previously reported beneficial ownership of all warrants held by the Fund.

Remarks:

Chief Executive Officer, Chairman of the Board