Chad Steelberg - 07 Jan 2022 Form 4/A - Amendment Insider Report for Veritone, Inc. (VERI)

Role
Chief Executive Officer, Chairman of the Board, Director, 10%+ Owner
Signature
/s/ Chad Steelberg
Issuer symbol
VERI
Transactions as of
07 Jan 2022
Net transactions value
-$3,965,884
Form type
4/A - Amendment
Filing time
21 Jan 2022, 19:52:34 UTC
Date Of Original Report
11 Jan 2022
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VERI Common Stock Tax liability $3,965,884 -202,341 -30% $19.60* 479,558 07 Jan 2022 Direct F1
holding VERI Common Stock 215,921 07 Jan 2022 Held by Steel Veritone Fund I, LLC F2
holding VERI Common Stock 160,426 07 Jan 2022 Held by CSVH, LLC F3
holding VERI Common Stock 425,603 07 Jan 2022 Held by son F4
holding VERI Common Stock 425,603 07 Jan 2022 Held by daughter F5
holding VERI Common Stock 425,603 07 Jan 2022 Held by spouse as custodian F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that were withheld for the payment of taxes in connection with the vesting of restricted stock units. This amendment is being filed to correct the number of shares withheld.
F2 Shares are held by Steel Veritone Fund I, LLC ("SVF"). Reporting person is the Manager of SVF (and his grantor trust owns 50% of the membership interests in SVF) and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F3 Shares are held by CSVH, LLC, a limited liability company. Reporting person is the sole manager and member of CSVH, LLC.
F4 Shares are held by reporting person's son. Reporting person disclaims beneficial ownership of such shares.
F5 Shares are held by reporting person's daughter. Reporting person disclaims beneficial ownership of such shares.
F6 Shares are held by reporting person's spouse, as custodian for his minor daughter. Reporting person disclaims beneficial ownership of such shares.

Remarks:

Chief Executive Officer, Chairman of the Board