Key facts
- This page summarizes Craig E. Evans's Form 4 filing for ESS Tech, Inc. (GWH).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 09 Feb 2022, 17:54.
Craig E. Evans - 08 Feb 2022 Form 4 Insider Report for ESS Tech, Inc. (GWH)
- Reporting relationship
- President, Director
- Issuer ticker
- GWH
- Reported as of
- 08 Feb 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 09 Feb 2022, 17:54:52 UTC
- Prior SEC filing
- 25 Jan 2022
- Next SEC filing
- 19 Oct 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Amir Moftakhar, by power of attorney for Craig E. Evans
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Craig E. Evans filed Form 4 for ESS Tech, Inc. (GWH) on 09 Feb 2022.
Change
- Previous filing in this sequence was filed on 25 Jan 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GWH
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +268,358
- Change %
- +5%
- Price
- $0.000000
- Shares after
- 5,641,617
- Date
- 08 Feb 2022
- Ownership
- Direct
- Footnotes
- F1, F2
GWH
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +207,367
- Change %
- +9.2%
- Price
- $0.000000
- Shares after
- 2,466,067
- Date
- 08 Feb 2022
- Ownership
- See footnote
- Footnotes
- F1, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on May 20, 2022.
Footnote F2
Reflects an increase of 176 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
Footnote F3
Reflects an increase of 73 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
Footnote F4
The shares are held directly by Julia Song. The reporting persons are husband and wife.