Craig E. Evans - 08 Feb 2022 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Role
President, Director
Signature
/s/ Amir Moftakhar, by power of attorney for Craig E. Evans
Issuer symbol
GWH
Transactions as of
08 Feb 2022
Net transactions value
$0
Form type
4
Filing time
09 Feb 2022, 17:54:52 UTC
Previous filing
25 Jan 2022
Next filing
19 Oct 2022
SEC
View on sec.gov

Quoteable Key Fact

"Craig E. Evans filed Form 4 for ESS Tech, Inc. (GWH) on 09 Feb 2022."

Quick Takeaways

  • This page summarizes Craig E. Evans's Form 4 filing for ESS Tech, Inc. (GWH).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Filing timestamp: 09 Feb 2022, 17:54.

What Changed

  • Previous filing in this sequence was filed on 25 Jan 2022.
  • Current net transaction value: $0.

Why This Matters

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Source Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWH Common Stock Award $0 +268,358 +5% $0.000000 5,641,617 08 Feb 2022 Direct F1, F2
transaction GWH Common Stock Award $0 +207,367 +9.2% $0.000000 2,466,067 08 Feb 2022 See footnote F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on May 20, 2022.
F2 Reflects an increase of 176 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
F3 Reflects an increase of 73 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
F4 The shares are held directly by Julia Song. The reporting persons are husband and wife.