Craig E. Evans - 08 Feb 2022 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Role: President, Director
Signature: /s/ Amir Moftakhar, by power of attorney for Craig E. Evans
Issuer symbol: GWH
Transactions as of: 08 Feb 2022
Net transactions value: $0
Form type: 4
Filing time: 09 Feb 2022, 17:54:52 UTC
Previous filing: 25 Jan 2022
Next filing: 19 Oct 2022
SEC: View on sec.gov

Key filing fact

Craig E. Evans filed Form 4 for ESS Tech, Inc. (GWH) on 09 Feb 2022.

Key facts

This page summarizes Craig E. Evans's Form 4 filing for ESS Tech, Inc. (GWH).
2 reported transactions and 0 derivative rows are listed below.
Filing timestamp: 09 Feb 2022, 17:54.

Change

Previous filing in this sequence was filed on 25 Jan 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

GWH transaction

Common Stock

Award

Transaction value: $0
Shares: +268,358
Change %: +5%
Price: $0.000000
Shares after: 5,641,617
Date: 08 Feb 2022
Ownership: Direct
Footnotes: F1, F2

GWH transaction

Common Stock

Award

Transaction value: $0
Shares: +207,367
Change %: +9.2%
Price: $0.000000
Shares after: 2,466,067
Date: 08 Feb 2022
Ownership: See footnote
Footnotes: F1, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on May 20, 2022.
F2	Reflects an increase of 176 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
F3	Reflects an increase of 73 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
F4	The shares are held directly by Julia Song. The reporting persons are husband and wife.

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