Craig E. Evans - 08 Feb 2022 Form 4 Insider Report for ESS Tech, Inc. (GWH)

Role
President, Director
Signature
/s/ Amir Moftakhar, by power of attorney for Craig E. Evans
Issuer symbol
GWH
Transactions as of
08 Feb 2022
Net transactions value
$0
Form type
4
Filing time
09 Feb 2022, 17:54:52 UTC
Previous filing
25 Jan 2022
Next filing
19 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWH Common Stock Award $0 +268,358 +5% $0.000000 5,641,617 08 Feb 2022 Direct F1, F2
transaction GWH Common Stock Award $0 +207,367 +9.2% $0.000000 2,466,067 08 Feb 2022 See footnote F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on May 20, 2022.
F2 Reflects an increase of 176 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
F3 Reflects an increase of 73 shares pursuant to an adjustment of earnout shares reported on a Form 4 filed on November 12, 2021.
F4 The shares are held directly by Julia Song. The reporting persons are husband and wife.