James A. Lawson - 22 Dec 2021 Form 3 Insider Report for AdTheorent Holding Company, Inc.

Role
Chief Executive Officer, Director
Signature
/s/ Elena Burns, Attorney-in-Fact for James Lawson
Issuer symbol
N/A
Transactions as of
22 Dec 2021
Net transactions value
$0
Form type
3
Filing time
28 Dec 2021, 19:05:37 UTC
Next filing
15 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ADTH Common Stock 1,019,039 22 Dec 2021 Direct
holding ADTH Restricted Interest Units 273,464 22 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ADTH Option 22 Dec 2021 Common Stock 820,731 $0.4700 Direct F2
holding ADTH Option 22 Dec 2021 Common Stock 945,794 $0.7400 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 50% of these Restricted Interest Units vest on 7/28/2022, the one year anniversary of the grant date. The remaining 50% of these Restricted Interest Units vest in four equal quarterly installments thereafter, such that the Restricted Interest Units shall be fully vested on the two year anniversary of the grant date, subject to Mr. Lawson's continuous employment through such date. These Restricted Interest Units can only be settled in shares of Common Stock.
F2 This Option grant was vested in full as of 12/31/2020.
F3 This Option grant will be 87.5% vested on 12/31/2021, with the remaining 12.5% vesting on 12/31/2022, subject to Mr. Lawson's continuous employment through such dates.

Remarks:

Exhibit 24 - Power of Attorney