MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP - 13 Dec 2021 Form 4 Insider Report for HashiCorp, Inc.

Role
10%+ Owner
Signature
MAYFIELD XIV, a Cayman Islands Exempted Limited Partnership, By: MAYFIELD XIV MANAGEMENT (EGP), L.P., its General Partner, By: MAYFIELD XIV MANAGEMENT (UGP), LTD., its General Partner, By: /s/ Paul Kohli, Authorized Signatory
Issuer symbol
N/A
Transactions as of
13 Dec 2021
Net transactions value
$0
Form type
4
Filing time
15 Dec 2021, 19:25:05 UTC
Previous filing
08 Dec 2021
Next filing
09 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Common Stock Conversion of derivative security +25,743,304 +5437% 26,216,776 13 Dec 2021 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F1, F2, F3, F4
transaction HCP Common Stock Conversion of derivative security +3,325,602 3,325,602 13 Dec 2021 Mayfield Select, a Cayman Islands Exempted Limited Partnership F3, F5, F6
transaction HCP Common Stock Conversion of derivative security +345,778 345,778 13 Dec 2021 MF Leaders H-E, L.P. F7, F8
transaction HCP Common Stock Other -26,216,776 -100% 0 13 Dec 2021 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F4, F9
transaction HCP Common Stock Other -3,325,602 -100% 0 13 Dec 2021 Mayfield Select, a Cayman Islands Exempted Limited Partnership F6, F9
transaction HCP Common Stock Other -345,778 -100% 0 13 Dec 2021 MF Leaders H-E, L.P. F8, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Series A Convertible Preferred Stock Conversion of derivative security $0 -18,490,454 -100% $0.000000* 0 13 Dec 2021 Common Stock 18,490,454 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F1, F4
transaction HCP Series B Convertible Preferred Stock Conversion of derivative security $0 -7,173,942 -100% $0.000000* 0 13 Dec 2021 Common Stock 7,173,942 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F2, F4
transaction HCP Series C Convertible Preferred Stock Conversion of derivative security $0 -78,908 -100% $0.000000* 0 13 Dec 2021 Common Stock 78,908 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F3, F4
transaction HCP Series C Convertible Preferred Stock Conversion of derivative security $0 -3,235,376 -100% $0.000000* 0 13 Dec 2021 Common Stock 3,235,376 Mayfield Select, a Cayman Islands Exempted Limited Partnership F3, F6
transaction HCP Series D Convertible Preferred Stock Conversion of derivative security $0 -90,226 -100% $0.000000* 0 13 Dec 2021 Common Stock 90,226 Mayfield Select, a Cayman Islands Exempted Limited Partnership F5, F6
transaction HCP Series E Convertible Preferred Stock Conversion of derivative security $0 -345,778 -100% $0.000000* 0 13 Dec 2021 Common Stock 345,778 MF Leaders H-E, L.P. F7, F8
transaction HCP Class B Common Stock Other +26,216,776 26,216,776 13 Dec 2021 Class A Common Stock 26,216,776 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F4, F9, F10
transaction HCP Class B Common Stock Other +3,325,602 3,325,602 13 Dec 2021 Class A Common Stock 3,325,602 Mayfield Select, a Cayman Islands Exempted Limited Partnership F6, F9, F10
transaction HCP Class B Common Stock Other +345,778 345,778 13 Dec 2021 Class A Common Stock 345,778 MF Leaders H-E, L.P. F8, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F2 Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F3 Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F4 Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.
F5 Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F6 Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.
F7 Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F8 MF Leaders Management, L.L.C. (MF Leaders GP) is the general partner of MF Leaders H-E, L.P. (MF Leaders). Mr. Chaddha, the sole member of MF Leaders GP, may be deemed to share beneficial ownership of the shares owned by MF Leaders, but disclaims such beneficial ownership.
F9 Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
F10 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.