Mayfield Xiv, A Cayman Islands Exempted Limited Partnership - Dec 13, 2021 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
10%+ Owner
Signature
MAYFIELD XIV, a Cayman Islands Exempted Limited Partnership, By: MAYFIELD XIV MANAGEMENT (EGP), L.P., its General Partner, By: MAYFIELD XIV MANAGEMENT (UGP), LTD., its General Partner, By: /s/ Paul Kohli, Authorized Signatory
Stock symbol
HCP
Transactions as of
Dec 13, 2021
Transactions value $
$0
Form type
4
Date filed
12/15/2021, 07:25 PM
Previous filing
Dec 8, 2021
Next filing
Jun 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Common Stock Conversion of derivative security +25.7M +5437.13% 26.2M Dec 13, 2021 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F1, F2, F3, F4
transaction HCP Common Stock Conversion of derivative security +3.33M 3.33M Dec 13, 2021 Mayfield Select, a Cayman Islands Exempted Limited Partnership F3, F5, F6
transaction HCP Common Stock Conversion of derivative security +346K 346K Dec 13, 2021 MF Leaders H-E, L.P. F7, F8
transaction HCP Common Stock Other -26.2M -100% 0 Dec 13, 2021 Mayfield XIV, a Cayman Islands Exempted Limited Partnership F4, F9
transaction HCP Common Stock Other -3.33M -100% 0 Dec 13, 2021 Mayfield Select, a Cayman Islands Exempted Limited Partnership F6, F9
transaction HCP Common Stock Other -346K -100% 0 Dec 13, 2021 MF Leaders H-E, L.P. F8, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Series A Convertible Preferred Stock Conversion of derivative security $0 -18.5M -100% $0.00* 0 Dec 13, 2021 Common Stock 18.5M Mayfield XIV, a Cayman Islands Exempted Limited Partnership F1, F4
transaction HCP Series B Convertible Preferred Stock Conversion of derivative security $0 -7.17M -100% $0.00* 0 Dec 13, 2021 Common Stock 7.17M Mayfield XIV, a Cayman Islands Exempted Limited Partnership F2, F4
transaction HCP Series C Convertible Preferred Stock Conversion of derivative security $0 -78.9K -100% $0.00* 0 Dec 13, 2021 Common Stock 78.9K Mayfield XIV, a Cayman Islands Exempted Limited Partnership F3, F4
transaction HCP Series C Convertible Preferred Stock Conversion of derivative security $0 -3.24M -100% $0.00* 0 Dec 13, 2021 Common Stock 3.24M Mayfield Select, a Cayman Islands Exempted Limited Partnership F3, F6
transaction HCP Series D Convertible Preferred Stock Conversion of derivative security $0 -90.2K -100% $0.00* 0 Dec 13, 2021 Common Stock 90.2K Mayfield Select, a Cayman Islands Exempted Limited Partnership F5, F6
transaction HCP Series E Convertible Preferred Stock Conversion of derivative security $0 -346K -100% $0.00* 0 Dec 13, 2021 Common Stock 346K MF Leaders H-E, L.P. F7, F8
transaction HCP Class B Common Stock Other +26.2M 26.2M Dec 13, 2021 Class A Common Stock 26.2M Mayfield XIV, a Cayman Islands Exempted Limited Partnership F4, F9, F10
transaction HCP Class B Common Stock Other +3.33M 3.33M Dec 13, 2021 Class A Common Stock 3.33M Mayfield Select, a Cayman Islands Exempted Limited Partnership F6, F9, F10
transaction HCP Class B Common Stock Other +346K 346K Dec 13, 2021 Class A Common Stock 346K MF Leaders H-E, L.P. F8, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F2 Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F3 Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F4 Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.
F5 Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F6 Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.
F7 Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.
F8 MF Leaders Management, L.L.C. (MF Leaders GP) is the general partner of MF Leaders H-E, L.P. (MF Leaders). Mr. Chaddha, the sole member of MF Leaders GP, may be deemed to share beneficial ownership of the shares owned by MF Leaders, but disclaims such beneficial ownership.
F9 Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
F10 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.