Mayfield Xiv, A Cayman Islands Exempted Limited Partnership - Dec 8, 2021 Form 3 Insider Report for HashiCorp, Inc. (HCP)

Role: 10%+ Owner
Signature: MAYFIELD XIV, a Cayman Islands Exempted Limited Partnership, By: MAYFIELD XIV MANAGEMENT (EGP), L.P., its General Partner, By: MAYFIELD XIV MANAGEMENT (UGP), LTD., its General Partner, By: /s/ Paul Kohli, Authorized Signatory
Stock symbol: HCP
Transactions as of: Dec 8, 2021
Transactions value $: $0
Form type: 3
Date filed: 12/8/2021, 04:45 PM
Next filing: Dec 15, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HCP	Common Stock						473K	Dec 8, 2021	Mayfield XIV, a Cayman Islands Exempted Limited Partnership	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HCP	Series A Convertible Preferred Stock							Dec 8, 2021	Common Stock	18.5M		Mayfield XIV, a Cayman Islands Exempted Limited Partnership	F1, F2, F3
holding	HCP	Series B Convertible Preferred Stock							Dec 8, 2021	Common Stock	7.17M		Mayfield XIV, a Cayman Islands Exempted Limited Partnership	F1, F2, F4
holding	HCP	Series C Convertible Preferred Stock							Dec 8, 2021	Common Stock	78.9K		Mayfield XIV, a Cayman Islands Exempted Limited Partnership	F1, F2, F5
holding	HCP	Series C Convertible Preferred Stock							Dec 8, 2021	Common Stock	3.24M		Mayfield Select, a Cayman Islands Exempted Limited Partnership	F1, F5, F6
holding	HCP	Series D Convertible Preferred Stock							Dec 8, 2021	Common Stock	90.2K		Mayfield Select, a Cayman Islands Exempted Limited Partnership	F1, F6, F7
holding	HCP	Series E Convertible Preferred Stock							Dec 8, 2021	Common Stock	346K		MF Leaders H-E, L.P.	F1, F8, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock, each share of Common Stock shall be reclassified into one share of Class B Common Stock.
F2	Mayfield XIV Management (UGP), Ltd., a Cayman Islands Exempted Company (MF XIV UGP), is the general partner of Mayfield XIV Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF XIV EGP), which is the general partner of Mayfield XIV, a Cayman Islands Exempted Limited Partnership (MF XIV). Rajeev Batra, Navin Chaddha, and Urshit Parikh, the directors of MF XIV UGP, may be deemed to share beneficial ownership of the shares owned by MF XIV, but each of the individuals disclaims such beneficial ownership.
F3	Each share of Series A Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F4	Each share of Series B Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F5	Each share of Series C Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F6	Mayfield Select Management (UGP), Ltd., a Cayman Islands Exempted Company (MF Select UGP), is the general partner of Mayfield Select Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership (MF Select EGP), which is the general partner of Mayfield Select, a Cayman Islands Exempted Limited Partnership (MF Select). Messrs. Batra, Chaddha, and Parikh, the directors of MF Select UGP, may be deemed to share beneficial ownership of the shares owned by MF Select, but each of the individuals disclaims such beneficial ownership.
F7	Each share of Series D Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F8	Each share of Series E Convertible Preferred Stock shall automatically convert into Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and has no expiration date.
F9	MF Leaders Management, L.L.C. (MF Leaders GP) is the general partner of MF Leaders H-E, L.P. (MF Leaders). Mr. Chaddha, the sole member of MF Leaders GP, may be deemed to share beneficial ownership of the shares owned by MF Leaders, but disclaims such beneficial ownership.