Greg Kress - Dec 10, 2021 Form 4 Insider Report for Shapeways Holdings, Inc. (SHPW)

Signature
/s/ Jennifer Walsh, Attorney-in-Fact
Stock symbol
SHPW
Transactions as of
Dec 10, 2021
Transactions value $
-$313,182
Form type
4
Date filed
12/14/2021, 05:40 PM
Previous filing
Dec 14, 2021
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHPW Common Stock Options Exercise $0 +205K $0.00 205K Dec 10, 2021 Direct
transaction SHPW Common Stock Tax liability -$313K -87K -42.44% $3.60 118K Dec 10, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHPW Restricted Stock Unit Disposed to Issuer $0 -205K -100% $0.00* 0 Dec 10, 2021 Common Stock 205K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock withheld by the issuer to cover tax withholding obligations in connection with the settlement on December 10, 2021 of previously disclosed restricted stock units (the "Transaction Bonus RSUs").
F2 Each Transaction Bonus RSU represents a contingent right to receive one share of Common Stock of the issuer.
F3 In connection with the merger of Shapeways, Inc. with and into a wholly owned subsidiary of the issuer (the "Merger"), which closed on September 29, 2021, as previously disclosed, the Reporting Person received 205,000 Transaction Bonus RSUs.