Greg Kress - Dec 9, 2021 Form 4 Insider Report for Shapeways Holdings, Inc. (SHPW)

Signature
/s/ Jennifer Walsh, Attorney-in-Fact
Stock symbol
SHPW
Transactions as of
Dec 9, 2021
Transactions value $
-$313,182
Form type
4
Date filed
12/14/2021, 05:39 PM
Previous filing
Oct 1, 2021
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHPW Common Stock Options Exercise +205K 205K Dec 9, 2021 Direct F1
transaction SHPW Common Stock Tax liability -$313K -87K -42.44% $3.60 118K Dec 9, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHPW Restricted Stock Unit Disposed to Issuer $0 -205K -100% $0.00* 0 Dec 9, 2021 Common Stock 205K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person received Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on December 9, 2021.
F2 The shares of Common Stock were withheld by the issuer to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs.
F3 The Reporting Person received 205,000 RSUs (the "Transaction Bonus RSUs"), each representing the right to receive one share of Common Stock for each RSU. The Transaction Bonus RSUs will vest within 30 days of September 29, 2021 and settle in shares of Common Stock of the Issuer within 74 days following September 29, 2021.