Mark Gregory Spinks - Nov 15, 2021 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Signature
/s/ Cade Newman, Attorney-in-Fact
Stock symbol
SBH
Transactions as of
Nov 15, 2021
Transactions value $
-$55,610
Form type
4
Date filed
11/17/2021, 06:11 PM
Previous filing
Nov 5, 2021
Next filing
Nov 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +7.26K +29.14% $0.00 32.2K Nov 15, 2021 Direct
transaction SBH Common Stock Tax liability -$55.6K -2.73K -8.5% $20.34 29.4K Nov 15, 2021 Direct
holding SBH Common Stock 2.28K Nov 15, 2021 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 -7.26K -33.33% $0.00 14.5K Nov 15, 2021 Common Stock 7.26K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The restricted stock units vest in three equal annual installments beginning on November 15, 2021.

Remarks:

President - Beauty Systems Group