Denise Paulonis - Nov 15, 2021 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
President & CEO, Director
Signature
/s/ Cade Newman, Attorney-in-Fact
Stock symbol
SBH
Transactions as of
Nov 15, 2021
Transactions value $
-$76,295
Form type
4
Date filed
11/17/2021, 06:10 PM
Previous filing
Nov 5, 2021
Next filing
Aug 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBH Common Stock Options Exercise $0 +15.4K +80.95% $0.00 34.4K Nov 15, 2021 Direct
transaction SBH Common Stock Tax liability -$76.3K -3.75K -10.9% $20.34 30.7K Nov 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Options Exercise $0 -15.4K -100% $0.00* 0 Nov 15, 2021 Common Stock 15.4K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 On November 5, 2020, the reporting person was granted 15,401 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on November 15, 2021 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.