NEXUS INDIA CAPITAL I L P - 12 Nov 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
10%+ Owner
Signature
Nexus India Capital I, L.P., By: /s/ Thomas Chow, Its: Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
12 Nov 2021
Net transactions value
$0
Form type
4
Filing time
16 Nov 2021, 18:36:40 UTC
Previous filing
16 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security +1,517,326 1,517,326 12 Nov 2021 Direct F1, F2
transaction PUBM Class A Common Stock Other -1,517,326 -100% 0 12 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Class B Common Stock Conversion of derivative security $0 -1,517,326 -33% $0.000000 3,107,517 12 Nov 2021 Class A Common Stock 1,517,326 Direct F1, F2
transaction PUBM Class B Common Stock Other $0 -482,674 -16% $0.000000 2,624,843 12 Nov 2021 Class A Common Stock 482,674 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

NEXUS INDIA CAPITAL I L P is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners.
F2 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
F3 Pursuant to the charter documents of the Issuer, the recipients of such distribution were permitted transferees and thus received such distribution in Class B common stock.