Amala Duggirala - 14 Dec 2020 Form 4 Insider Report for REGIONS FINANCIAL CORP (RF)

Role
SEVP
Signature
Lachelle S. Koon - Attorney-in-Fact
Issuer symbol
RF
Transactions as of
14 Dec 2020
Net transactions value
+$182
Form type
4
Filing time
10 Nov 2021, 16:23:16 UTC
Previous filing
10 Nov 2021
Next filing
10 Nov 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RF Stock Option (Right to Buy) Purchase $18 +100 $0.1800* 100 14 Dec 2020 Common Stock 10,000 $17.00 Direct F1, F5
transaction RF Stock Option (Right to Buy) Purchase $24.5 +100 $0.2450* 100 14 Dec 2020 Common Stock 10,000 $18.00 Direct F2, F5
transaction RF Stock Option (Right to Buy) Purchase $95 +100 $0.9500 100 14 Dec 2020 Common Stock 10,000 $17.00 Direct F3, F5
transaction RF Stock Option (Right to Buy) Purchase $44 +100 $0.4400* 100 14 Dec 2020 Common Stock 10,000 $19.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One hundred call option contracts each representing the right to buy 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such right expiring on January 15, 2021.
F2 One hundred call option contracts each representing the right to buy 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such right expiring on February 19, 2021.
F3 One hundred call option contracts each representing the right to buy 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such right expiring on May 21, 2021.
F4 One hundred call option contracts each representing the right to buy 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such right expiring on May 21, 2021.
F5 Represents price per option contract representing the right to buy 100 shares of Regions Financial Corporation common stock.