Amala Duggirala - 08 Dec 2020 Form 3/A - Amendment Insider Report for REGIONS FINANCIAL CORP (RF)

Role
SEVP
Signature
Lachelle S. Koon - Attorney-in-Fact
Issuer symbol
RF
Transactions as of
08 Dec 2020
Net transactions value
$0
Form type
3/A - Amendment
Filing time
10 Nov 2021, 16:20:25 UTC
Date Of Original Report
18 Dec 2020
Next filing
10 Nov 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RF Stock Option (Obligation to Sell) 08 Dec 2020 Common Stock 10,000 $17.00 Direct F1
holding RF Stock Option (Obligation to Sell) 08 Dec 2020 Common Stock 10,000 $18.00 Direct F2
holding RF Stock Option (Obligation to Sell) 08 Dec 2020 Common Stock 10,000 $17.00 Direct F3
holding RF Stock Option (Obligation to Sell) 08 Dec 2020 Common Stock 10,000 $19.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One hundred short call option contracts each representing the obligation to sell 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such obligation expiring on January 15, 2021.
F2 One hundred short call option contracts each representing the obligation to sell 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such obligation expiring on February 19, 2021.
F3 One hundred short call option contracts each representing the obligation to sell 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such obligation expiring on May 21, 2021.
F4 One hundred short call option contracts each representing the obligation to sell 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such obligation expiring on May 21, 2021.

Remarks:

This Form 3 amendment is being filed to report certain option contracts held (as further described in Table II above and the related footnotes) that were not reported on the Reporting Person's Form 3 originally filed on December 18, 2020.