James Chui - 10 Nov 2021 Form 3 Insider Report for Vaxxinity, Inc.

Role
Director
Signature
/s/ Rene Paula, attorney-in-fact for James Chui
Issuer symbol
VAXX on OTC
Transactions as of
10 Nov 2021
Net transactions value
$0
Form type
3
Filing time
10 Nov 2021, 15:52:18 UTC
Next filing
14 Dec 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VAXX Stock option (right to buy) 10 Nov 2021 Class A common stock 464,680 $4.12 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options are currently exercisable.

Remarks:

Exhibit 24 - Power of Attorney