John M. Henrich - Nov 3, 2021 Form 4 Insider Report for Sally Beauty Holdings, Inc. (SBH)

Role
SVP, Gen Counsel & Secretary
Signature
/s/ Cade Newman, Attorney-in-Fact
Stock symbol
SBH
Transactions as of
Nov 3, 2021
Transactions value $
$0
Form type
4
Date filed
11/5/2021, 04:22 PM
Previous filing
Oct 4, 2021
Next filing
Nov 17, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBH Restricted stock units Award $0 +14.4K $0.00 14.4K Nov 3, 2021 Common Stock 14.4K Direct F1, F2, F3
transaction SBH Restricted stock units Award $0 +2.14K $0.00 2.14K Nov 3, 2021 Common Stock 2.14K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.
F2 The restricted stock units vest in three equal annual installments beginning on November 15, 2022.
F3 Restricted stock units convert into common stock on a one-for-one basis.
F4 Reflects earned performance stock units (PSUs). The PSUs were granted on January 27, 2021, and are comprised of three, one-year performance periods with goals related to adjusted operating income (AOI), with the number of shares earned paid out at the end of the three-year performance period on November 15, 2023. The number of PSUs reported reflects the number of PSUs earned based on the issuer's Compensation and Talent Committee's certification of the level of achievement of AOI goals for the first one-year performance period (October 1, 2020 and ending on September 30, 2021).

Remarks:

SVP, Gen Counsel & Secretary