Heino von Prondzynski - 01 Nov 2021 Form 4 Insider Report for Quotient Ltd

Role
Director
Signature
/s/ Heino von Prondzynski
Issuer symbol
N/A
Transactions as of
01 Nov 2021
Net transactions value
$0
Form type
4
Filing time
03 Nov 2021, 18:04:53 UTC
Previous filing
02 Nov 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QTNT Ordinary Shares Sale -3,713 -1.2% 294,099 01 Nov 2021 Direct F1, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QTNT Ordinary Share Option (Right to Buy) 4,303 01 Nov 2021 Ordinary Shares 4,303 $11.62 Direct F2
holding QTNT Ordinary Share Option (Right to Buy) 8,726 01 Nov 2021 Ordinary Shares 8,726 $5.73 Direct F3
holding QTNT Ordinary Shares Option (Right to buy) 9,597 01 Nov 2021 Ordinary Shares 9,597 $5.21 Direct F4
holding QTNT Restricted Stock Units 69,041 01 Nov 2021 Ordinary Shares 69,041 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into ordinary shares on a one-for-one basis.
F2 All 4,303 options have vested and remain exercisable.
F3 All 8,726 options have vested and remain exercisable.
F4 All 9,597 options have vested and remain exercisable.
F5 On October 31, 2021, the Reporting Person was granted 69,041 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022.
F6 The sale reported on this Form 4 is a sale to cover taxes arising from the vesting and settlement of RSU awards. This sale is mandated by the Reporting Person's election to fund such taxes by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer.