Heino von Prondzynski - Oct 31, 2021 Form 4 Insider Report for Quotient Ltd (QTNT)

Role
Director
Signature
/s/ Heino von Prondzynski
Stock symbol
QTNT
Transactions as of
Oct 31, 2021
Transactions value $
$0
Form type
4
Date filed
11/2/2021, 07:03 PM
Previous filing
Aug 2, 2021
Next filing
Nov 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QTNT Ordinary Shares Options Exercise +9.63K +3.34% 298K Oct 31, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QTNT Restricted Stock Units Options Exercise $0 -9.63K -100% $0.00* 0 Oct 31, 2021 Ordinary Shares 9.63K Direct F1, F5
transaction QTNT Restricted Stock Units Award $0 +69K $0.00 69K Oct 31, 2021 Ordinary Shares 69K Direct F1, F6
holding QTNT Ordinary Share Option (Right to Buy) 4.3K Oct 31, 2021 Ordinary Shares 4.3K $11.62 Direct F2
holding QTNT Ordinary Share Option (Right to Buy) 8.73K Oct 31, 2021 Ordinary Shares 8.73K $5.73 Direct F3
holding QTNT Ordinary Shares Option (Right to buy) 9.6K Oct 31, 2021 Ordinary Shares 9.6K $5.21 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into ordinary shares on a one-for-one basis.
F2 All 4,303 options have vested and remain exercisable.
F3 All 8,726 options have vested and remain exercisable.
F4 All 9,597 options have vested and remain exercisable.
F5 On October 31, 2020, the Reporting Person was granted 38,524 restricted stock units, all of which have vested and have been exercised.
F6 On October 31, 2021, the Reporting Person was granted 69,041 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022.