Brian McDonough - 31 Oct 2021 Form 4 Insider Report for Quotient Ltd

Role
Director
Signature
/s/ Brian McDonough
Issuer symbol
N/A
Transactions as of
31 Oct 2021
Net transactions value
$0
Form type
4
Filing time
02 Nov 2021, 19:06:41 UTC
Previous filing
02 Aug 2021
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QTNT Ordinary Shares Options Exercise +3,847 +6.5% 63,106 31 Oct 2021 Direct F6
holding QTNT Ordinary Shares 53,040 31 Oct 2021 By the McDonough-McGuire Joint Revocable Trust F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QTNT Restricted Stock Units Options Exercise $0 -3,847 -100% $0.000000* 0 31 Oct 2021 Ordinary Shares 3,847 Direct F6, F11
transaction QTNT Restricted Stock Units Award $0 +27,668 $0.000000 27,668 31 Oct 2021 Ordinary Shares 27,668 Direct F1, F13
transaction QTNT Ordinary Share Option (Right to Buy) Award $0 +24,040 $0.000000 24,040 31 Oct 2021 Ordinary Shares 24,040 $2.53 Direct F14
holding QTNT Ordinary Shares Option (Right to buy) 10,000 31 Oct 2021 Ordinary Shares 10,000 $8.00 Direct F1
holding QTNT Options to purchase ordinary shares 40,029 31 Oct 2021 Ordinary Shares 40,029 Direct F2
holding QTNT Ordinary Shares Option (Right to buy) 5,025 31 Oct 2021 Ordinary Shares 5,025 $9.95 Direct F3
holding QTNT Ordinary Shares Option (Right to buy) 4,303 31 Oct 2021 Ordinary Shares 4,303 $11.62 Direct F4
holding QTNT Ordinary Shares Option (Right to buy) 8,726 31 Oct 2021 Ordinary Shares 8,726 $5.73 Direct F5
holding QTNT Ordinary Shares Option (Right to buy) 9,597 31 Oct 2021 Ordinary Shares 9,597 $5.21 Direct F7
holding QTNT Ordinary Shares Option (Right to buy) 6,240 31 Oct 2021 Ordinary Shares 6,240 $6.41 Direct F8
holding QTNT Ordinary Shares Option (Right to buy) 8,158 31 Oct 2021 Ordinary Shares 8,158 $7.78 Direct F10
holding QTNT Ordinary Share Option (Right to Buy) 13,611 31 Oct 2021 Ordinary Shares 13,611 $4.55 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All 10,000 options have vested and remain exercisable.
F2 The exercise price will be paid in pounds sterling, at GBP 0.91 per share.
F3 All 5,025 options have vested and remain exercisable.
F4 All 4,303 options have vested and remain exercisable.
F5 All 8,726 options have vested and remain exercisable.
F6 Restricted Stock Units convert into ordinary shares on a one-for-one basis.
F7 All 9,597 options have vested and remain exercisable.
F8 All 6,240 options have vested and remain exercisable.
F9 The Reporting Person and his spouse are Co-Trustees of their successors in trust, of the McDonough-McGuire Joint Revocable Trust, dated May 14, 2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these ordinary shares in this report shall not be deemed an admission of beneficial ownership of all of the reported ordinary shares for purposes of Section 16 or for any other purpose.
F10 2,719 options vested on October 31, 2021 and remain exercisable, and the remaining 2,720 options will vest on October 31, 2022.
F11 On October 31, 2020, the Reporting Person was granted 15,385 restricted stock units, all of which have vested and have been exercised.
F12 All 13,611 options have vested and remain exercisable.
F13 On October 31, 2021, the Reporting Person was granted 27,668 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022.
F14 The options vest and become exercisable on October 31, 2022.