Brian McDonough - 31 Jul 2021 Form 4 Insider Report for Quotient Ltd

Role
Director
Signature
/s/ Brian McDonough
Issuer symbol
N/A
Transactions as of
31 Jul 2021
Net transactions value
$0
Form type
4
Filing time
02 Aug 2021, 16:05:54 UTC
Next filing
02 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QTNT Ordinary Shares Options Exercise +3,846 +6.9% 59,259 31 Jul 2021 Direct F6
holding QTNT Ordinary Shares 53,040 31 Jul 2021 By the McDonough-McGuire Joint Revocable Trust F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QTNT Restricted Stock Units Options Exercise $0 -3,846 -50% $0.000000 3,847 31 Jul 2021 Ordinary Shares 3,846 Direct F6, F11
holding QTNT Ordinary Shares Option (Right to buy) 10,000 31 Jul 2021 Ordinary Shares 10,000 $8.00 Direct F1
holding QTNT Options to purchase ordinary shares 40,029 31 Jul 2021 Ordinary Shares 40,029 Direct F2
holding QTNT Ordinary Shares Option (Right to buy) 5,025 31 Jul 2021 Ordinary Shares 5,025 $9.95 Direct F3
holding QTNT Ordinary Shares Option (Right to buy) 4,303 31 Jul 2021 Ordinary Shares 4,303 $11.62 Direct F4
holding QTNT Ordinary Shares Option (Right to buy) 8,726 31 Jul 2021 Ordinary Shares 8,726 $5.73 Direct F5
holding QTNT Ordinary Shares Option (Right to buy) 9,597 31 Jul 2021 Ordinary Shares 9,597 $5.21 Direct F7
holding QTNT Ordinary Shares Option (Right to buy) 6,240 31 Jul 2021 Ordinary Shares 6,240 $6.41 Direct F8
holding QTNT Ordinary Shares Option (Right to buy) 8,158 31 Jul 2021 Ordinary Shares 8,158 $7.78 Direct F10
holding QTNT Ordinary Share Option (Right to Buy) 13,611 31 Jul 2021 Ordinary Shares 13,611 $4.55 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All 10,000 options have vested and remain exercisable.
F2 The exercise price will be paid in pounds sterling, at GBP 0.91 per share.
F3 All 5,025 options have vested and remain exercisable.
F4 All 4,303 options have vested and remain exercisable.
F5 All 8,726 options have vested and remain exercisable.
F6 Restricted Stock Units convert into ordinary shares on a one-for-one basis.
F7 All 9,597 options have vested and remain exercisable.
F8 4,160 options have vested and remain exercisable, and 2,080 options will vest on October 31, 2021.
F9 The Reporting Person and his spouse are Co-Trustees of their successors in trust, of the McDonough-McGuire Joint Revocable Trust, dated May 14, 2013. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these ordinary shares in this report shall not be deemed an admission of beneficial ownership of all of the reported ordinary shares for purposes of Section 16 or for any other purpose.
F10 2,719 options vested on October 31, 2020 and remain exercisable, and the remaining 5,439 options will vest in two equal annual installments on October 31, 2021 and October 31, 2022.
F11 On October 31, 2020, the Reporting Person was granted 15,385 restricted stock units, of which 11,538 have vested and have been exercised. The remaining 3,847 restricted stock units will vest on October 31, 2021.
F12 The options vest and become exercisable on October 31, 2021.