Catherine Larue - Oct 31, 2021 Form 4 Insider Report for Quotient Ltd (QTNT)

Role
Director
Signature
/s/ Catherine Larue
Stock symbol
QTNT
Transactions as of
Oct 31, 2021
Transactions value $
$0
Form type
4
Date filed
11/2/2021, 07:01 PM
Previous filing
Aug 2, 2021
Next filing
Feb 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QTNT Ordinary Shares Options Exercise +3.85K +24.51% 19.5K Oct 31, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QTNT Restricted Stock Units Options Exercise $0 -3.85K -100% $0.00* 0 Oct 31, 2021 Ordinary Shares 3.85K Direct F1, F4
transaction QTNT Restricted Stock Units Award $0 +27.7K $0.00 27.7K Oct 31, 2021 Ordinary Shares 27.7K Direct F1, F6
transaction QTNT Ordinary Share Option (Right to Buy) Award $0 +24K $0.00 24K Oct 31, 2021 Ordinary Shares 24K $2.53 Direct F7
holding QTNT Ordinary Share Option (Right to Buy) 20.8K Oct 31, 2021 Ordinary Shares 20.8K $4.81 Direct F2
holding QTNT Ordinary Share Option (Right to Buy) 2.17K Oct 31, 2021 Ordinary Shares 2.17K $4.81 Direct F3
holding QTNT Ordinary Share Option (Right to Buy) 13.6K Oct 31, 2021 Ordinary Shares 13.6K $4.55 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into ordinary shares on a one-for-one basis.
F2 6,930 options vested on September 1, 2021 and remain exercisable, and the remaining 13,860 options will vest in two equal installments on September 1, 2022 and September 2, 2023.
F3 724 options vested on October 31, 2021 and remain exercisable, and the remaining 723 options will vest on October 31, 2022.
F4 On October 31, 2020, the Reporting Person was granted 15,385 restricted stock units, all of which have vested and have been exercised.
F5 All 13,611 options have vested and remain exercisable.
F6 On October 31, 2021, the Reporting Person was granted 27,668 restricted stock units, vesting in four equal installments on January 31, 2022, April 30, 2022, July 31, 2022 and October 31, 2022.
F7 The options vest and become exercisable on October 31, 2022.