Catherine Larue - Jul 31, 2021 Form 4 Insider Report for Quotient Ltd (QTNT)

Role
Director
Signature
/s/ Catherine Larue
Stock symbol
QTNT
Transactions as of
Jul 31, 2021
Transactions value $
$0
Form type
4
Date filed
8/2/2021, 04:05 PM
Next filing
Nov 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QTNT Ordinary Shares Options Exercise +3.85K +32.46% 15.7K Jul 31, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QTNT Restricted Stock Units Options Exercise $0 -3.85K -49.99% $0.00 3.85K Jul 31, 2021 Ordinary Shares 3.85K Direct F1, F4
holding QTNT Ordinary Share Option (Right to Buy) 20.8K Jul 31, 2021 Ordinary Shares 20.8K $4.81 Direct F2
holding QTNT Ordinary Share Option (Right to Buy) 2.17K Jul 31, 2021 Ordinary Shares 2.17K $4.81 Direct F3
holding QTNT Ordinary Share Option (Right to Buy) 13.6K Jul 31, 2021 Ordinary Shares 13.6K $4.55 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into ordinary shares on a one-for-one basis.
F2 The option vests and becomes exercisable in three equal annual installments beginning September 1, 2021. The option was granted as an inducement grant pursuant to Nasdaq listing rule 5635(c)(4).
F3 724 options vested on October 31, 2020 and remain exercisable, and the remaining 1,447 options will vest in two equal annual installments.
F4 On October 31, 2020, the Reporting Person was granted 15,385 restricted stock units, of which 11,538 have vested and have been exercised. The remaining 3,847 restricted stock units will vest on October 31, 2021.
F5 The options vest and become exercisable on October 31, 2021.