Michael J. Smith - Nov 2, 2021 Form 4 Insider Report for Sonendo, Inc. (SONX)

Role
Chief Commercial Officer
Signature
By: /s/ Jacqueline Collins, Attorney-in-Fact for Michael J. Smith
Stock symbol
SONX
Transactions as of
Nov 2, 2021
Transactions value $
$80,400
Form type
4
Date filed
11/2/2021, 05:23 PM
Previous filing
Oct 28, 2021
Next filing
Mar 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SONX Common Stock Award $0 +46.3K $0.00 46.3K Nov 2, 2021 Direct F1
transaction SONX Common Stock Purchase $80.4K +6.7K +14.46% $12.00* 53K Nov 2, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on November 2, 2021.