Michael J. Smith - 02 Nov 2021 Form 4 Insider Report for Sonendo, Inc. (SONX)

Role: Chief Commercial Officer
Signature: By: /s/ Jacqueline Collins, Attorney-in-Fact for Michael J. Smith
Issuer symbol: SONX
Transactions as of: 02 Nov 2021
Net transactions value: +$80,400
Form type: 4
Filing time: 02 Nov 2021, 17:23:28 UTC
Previous filing: 28 Oct 2021
Next filing: 29 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SONX	Common Stock	Award	$0	+46,333		$0.000000	46,333	02 Nov 2021	Direct	F1
transaction	SONX	Common Stock	Purchase	$80,400	+6,700	+14%	$12.00^*	53,033	02 Nov 2021	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in 16 equal quarterly installments beginning on November 2, 2021.