Michael J. Smith - Oct 28, 2021 Form 3 Insider Report for Sonendo, Inc. (SONX)

Role
Chief Commercial Officer
Signature
/s/ Jacqueline Collins, Attorney-in-Fact for Michael J. Smith
Stock symbol
SONX
Transactions as of
Oct 28, 2021
Transactions value $
$0
Form type
3
Date filed
10/28/2021, 09:47 PM
Next filing
Nov 2, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SONX Stock Option Oct 28, 2021 Common Stock 214K $11.52 Direct F1
holding SONX Stock Option Oct 28, 2021 Common Stock 66.6K $12.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vests as to 25% of the underlying shares of Common Stock on June 21, 2022 and with respect to the remaining shares in 36 equal monthly installments thereafter.
F2 The option vests and becomes exercisable in 16 equal quarterly installments beginning on October 28, 2021.

Remarks:

Exhibit 24 - Power of Attorney.