Key facts
- This page summarizes Michael J. Smith's Form 3 filing for Sonendo, Inc. (SONX).
- 0 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 28 Oct 2021, 21:47.
Michael J. Smith - 28 Oct 2021 Form 3 Insider Report for Sonendo, Inc. (SONX)
- Reporting relationship
- Chief Commercial Officer
- Issuer ticker
- SONX
- Reported as of
- 28 Oct 2021
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 28 Oct 2021, 21:47:32 UTC
- Next SEC filing
- 02 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jacqueline Collins, Attorney-in-Fact for Michael J. Smith
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Michael J. Smith filed Form 3 for Sonendo, Inc. (SONX) on 28 Oct 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SONX
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 28 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 213,698
- Exercise price
- $11.52
- Footnotes
- F1
SONX
holding
Derivative
Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 28 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 66,615
- Exercise price
- $12.00
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The option vests as to 25% of the underlying shares of Common Stock on June 21, 2022 and with respect to the remaining shares in 36 equal monthly installments thereafter.
Footnote F2
The option vests and becomes exercisable in 16 equal quarterly installments beginning on October 28, 2021.
SEC remarks
Exhibit 24 - Power of Attorney.