Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CADL | Common Stock | Conversion of derivative security | +284K | 284K | Jul 29, 2021 | By GTAM1 2012 ADV LLC | F1, F2 | |||
transaction | CADL | Common Stock | Purchase | $1M | +125K | $8.00* | 125K | Jul 29, 2021 | By GTAM1 2012 LLC | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CADL | Series B Preferred Stock | Conversion of derivative security | $0 | -697K | -100% | $0.00* | 0 | Jul 29, 2021 | Common Stock | 284K | By GTAM1 2012 ADV LLC | F1, F2 |
Id | Content |
---|---|
F1 | These shares of Series B Preferred Stock were convertible at any time at the holder's election and automatically converted on a one-for-2.4579 basis into shares of the Issuer's common stock immediately upon the closing of the Issuer's initial public offering ("IPO") without payment of additional consideration. The Series B Preferred Stock had no expiration date. |
F2 | Shares held by GTAM1 2012 ADV LLC, for which the Reporting Person serves as manager. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. |
F3 | Shares held by GTAM1 2012 LLC, which is wholly owned by a trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. |
Exhibit 24 - Power of Attorney