Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | CADL | Stock Option (Right to Buy) | Jul 26, 2021 | Common Stock | 16.3K | $1.55 | Direct | F1 | ||||||
holding | CADL | Stock Option (Right to Buy) | Jul 26, 2021 | Common Stock | 16.3K | $6.64 | Direct | F1 | ||||||
holding | CADL | Series B Preferred Stock | Jul 26, 2021 | Common Stock | 284K | $6.81 | By GTAM1 2012 ADV LLC | F2, F3 | ||||||
holding | CADL | Warrants to purchase Common Stock | Jul 26, 2021 | Common Stock | 284K | $6.81 | By GTAM1 2012 Trust | F4 |
Id | Content |
---|---|
F1 | This option is fully vested and exercisable as of the date hereof. |
F2 | The Series B Preferred Stock has no expiration date. |
F3 | Shares held by GTAM1 2012 ADV LLC, for which the Reporting Person serves as manager. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any. |
F4 | Warrants held by GTAM1 2012 Trust, for which the Reporting Person serves as trustee but is not a beneficiary. The Reporting Person disclaims beneficial ownership of these warrants except to the extent of his pecuniary interest therein, if any. |