LucasZoom LLC - 02 Jul 2021 Form 4 Insider Report for LEGALZOOM.COM, INC. (LZ)

Role
Director, 10%+ Owner
Signature
/s/ Brian Ruder By: Brian Ruder, President, Chief Executive Officer and Secretary, LucasZoom, LLC
Issuer symbol
LZ
Transactions as of
02 Jul 2021
Net transactions value
$0
Form type
4
Filing time
02 Jul 2021, 19:46:08 UTC
Previous filing
29 Jun 2021
Next filing
13 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LZ Common Stock Conversion of derivative security $0 +36,537,688 +2477% $0.000000 38,012,988 02 Jul 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LZ Series A Redeemable Convertible Preferred Stock Conversion of derivative security $0 -18,268,844 -100% $0.000000* 0 02 Jul 2021 Common Stock 36,537,688 $0.000000 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Upon completion of the Issuer's initial public offering and concurrent private placement, the Issuer's Series A redeemable convertible preferred stock converted into the Issuer's common stock on a one-for-two basis.
F2 Following the conversion described in footnote (1), LucasZoom, LLC ("LucasZoom") is the record holder of 38,012,988 shares of the Issuer's common stock (the "Subject Securities"). Lucazoom S.a.r.l. ("Lucazoom") is the sole member of LucasZoom. Permira V L.P.2 ("Permira V") is the controlling shareholder of Lucazoom. Permira V GP L.P. ("Permira V GP") is the general partner of Permira V. Permira V GP Limited (together with Lucazoom, Permira V and Permira V GP, the "Permira Entities") is the general partner of Permira V GP.
F3 The Permira Entities may be deemed to share voting and dispositive power over the Subject Securities held by LucasZoom but disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

Remarks:

Dipan Patel and Brian Ruder currently serve on the board of directors of the Issuer as the Reporting Persons' representatives, and therefore each of the Reporting Persons may be deemed a "director by deputization" of the Issuer.