LucasZoom LLC - 29 Jun 2021 Form 3 Insider Report for LEGALZOOM.COM, INC. (LZ)

Role
Director, 10%+ Owner
Signature
/s/ Brian Ruder By: Brian Ruder, President, Chief Executive Officer and Secretary, LucasZoom, LLC
Issuer symbol
LZ
Transactions as of
29 Jun 2021
Net transactions value
$0
Form type
3
Filing time
29 Jun 2021, 18:21:08 UTC
Next filing
02 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LZ Common Stock 1,475,300 29 Jun 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LZ Series A Redeemable Convertible Preferred Stock 29 Jun 2021 Common Stock 36,537,688 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As of the date hereof, LucasZoom, LLC owns 1,475,300 shares of common stock and 18,268,844 shares of Series A redeemable convertible preferred stock of the Issuer (the "Subject Securities"). Lucazoom S.a.r.l. ("Lucazoom") is the sole member of LucasZoom, LLC. Permira V L.P.2 ("Permira V") is the controlling shareholder of Lucazoom. Permira V GP L.P. ("Permira V GP") is the general partner of Permira V. Permira V GP Limited (together with Lucazoom, Permira V and Permira V GP, the "Permira Entities") is the general partner of Permira V GP.
F2 The Permira Entities may be deemed to share voting and dispositive power over the Subject Securities held by LucasZoom, LLC but disclaim such beneficial ownership except to the extent of their pecuniary interest therein.
F3 Each share of the Issuer's Series A redeemable convertible preferred stock is convertible at any time into two shares of the Issuer's common stock at the option of the holder, and will automatically convert into shares of the Issuer's common stock on a one-for-two basis upon completion of the Issuer's initial public offering and concurrent private placement.

Remarks:

Dipan Patel and Brian Ruder currently serve on the board of directors of the Issuer as the Reporting Persons' representatives, and therefore the Reporting Persons may be deemed a "director by deputization" of the Issuer.