Timothy Wright - 15 Jun 2021 Form 4 Insider Report for AGENUS INC (AGEN)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Jul 2021, 17:56:53 UTC
Next SEC filing
21 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Adam Krauss, as Attorney-in-Fact for Timothy R. Wright

Key filing fact

Timothy Wright filed Form 4 for AGENUS INC (AGEN) on 02 Jul 2021.

Key facts

  • This page summarizes Timothy Wright's Form 4 filing for AGENUS INC (AGEN).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 02 Jul 2021, 17:56.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AGEN transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+100,000
Change %
Price
$0.000000
Shares after
100,000
Date
15 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
100,000
Exercise price
$3.18
Footnotes
F1
AGEN transaction Derivative

Deferred Stock Units

Award

Transaction value
Shares
+2,454
Change %
+1.9%
Price
Shares after
130,928
Date
01 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,454
Exercise price
Footnotes
F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Option was granted on January 1, 2021, subject to shareholder approval of an increase to the available pool under the Company's 2019 Equity Incentive Plan ("2019 Plan"), which was obtained at the Company's annual shareholder meeting on June 15, 2021. Option awarded in accordance with the 2019 Plan. Option vests in full on December 17, 2022.

Footnote F2

Deferred Stock Units convert to shares of Common Stock on a 1 for 1 basis.

Footnote F3

Acquired under the Agenus Inc. Amended and Restated Directors' Deferred Compensation Plan, as amended (the "Plan"). Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company.

Footnote F4

$3.820 per Deferred Stock Unit acquired on July 1, 2021. The price of each Deferred Stock Unit acquired prior to July 1, 2021 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such Deferred Stock Unit was acquired pursuant to the Plan

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