Timothy Wright - 16 Jun 2021 Form 4 Insider Report for AGENUS INC (AGEN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Jun 2021, 16:57:50 UTC
Prior SEC filing
02 Jul 2021
Next SEC filing
05 Oct 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Adam Krauss, as Attorney-in-Fact for Timothy R. Wright

Key filing fact

Timothy Wright filed Form 4 for AGENUS INC (AGEN) on 21 Jun 2021.

Key facts

  • This page summarizes Timothy Wright's Form 4 filing for AGENUS INC (AGEN).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 21 Jun 2021, 16:57.

Change

  • Previous filing in this sequence was filed on 02 Jul 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AGEN transaction

Common Stock

Options Exercise

Transaction value
Shares
+16,853
Change %
+50%
Price
Shares after
50,391
Date
16 Jun 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AGEN transaction Derivative

Restricted Stock Unit

Award

Transaction value
Shares
-12,000
Change %
-50%
Price
Shares after
12,000
Date
16 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,000
Exercise price
Footnotes
F2
AGEN transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
-20,501
Change %
-50%
Price
$0.000000
Shares after
20,501
Date
16 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,501
Exercise price
$5.00
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On June 16, 2020, Mr. Wright was granted 16,853 Restricted Stock Units as part of his annual compensation for service on the Executive Committee of the Agenus Inc. Board of Directors. On June 16, 2021, this award vested in full and Mr. Wright was issued the underlying 16,853 shares of common stock, all in accordance with the Agenus Inc. 2019 Equity Incentive Plan.

Footnote F2

On June 16, 2021, Mr. Wright was granted 12,000 Restricted Stock Unitsas part of his annual compensation for service on the Executive Committee of the Agenus Inc. Board of Directors. in accordance with the Agenus Inc. 2019 Equity Incentive Plan. The award vests in full on June 16, 2022, subject to Mr. Wright's continued service on the Board of Directors through such date.

Footnote F3

Option awarded in accordance with the Agenus Inc. 2019 Equity Incentive Plan.

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