Joseph A. Risico - 10 Mar 2021 Form 4/A - Amendment Insider Report for Aterian, Inc. (ATER)

Signature
/s/ Joseph A. Risico
Issuer symbol
ATER
Transactions as of
10 Mar 2021
Net transactions value
-$1,397,234
Form type
4/A - Amendment
Filing time
02 Jul 2021, 17:00:42 UTC
Date Of Original Report
15 Mar 2021
Next filing
02 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATER Common Stock Sale $331,374 -10,465 -4.8% $31.66* 208,961 10 Mar 2021 Direct F1, F2
transaction ATER Common Stock Sale $42,640 -1,287 -0.62% $33.13* 207,674 10 Mar 2021 Direct F1, F3
transaction ATER Common Stock Sale $244,329 -7,194 -3.5% $33.96* 200,480 10 Mar 2021 Direct F1, F4
transaction ATER Common Stock Sale $166,921 -4,752 -2.4% $35.13* 195,728 10 Mar 2021 Direct F1, F5
transaction ATER Common Stock Sale $300,875 -8,320 -4.3% $36.16* 187,408 10 Mar 2021 Direct F1, F6
transaction ATER Common Stock Sale $222,802 -5,995 -3.2% $37.16* 181,413 10 Mar 2021 Direct F1, F7
transaction ATER Common Stock Sale $48,835 -1,286 -0.71% $37.97* 180,127 10 Mar 2021 Direct F1, F8
transaction ATER Common Stock Sale $39,458 -1,242 -0.69% $31.77* 178,885 11 Mar 2021 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.45, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.62 to $33.60, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.63 to $34.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.64 to $35.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $37.71, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.16, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Remarks:

This amendment is being filed to correct the sales transactions that were previously reported, including correcting the date on which the sales occurred and the prices at which such sales occurred.