Joseph Risico - Mar 10, 2021 Form 4/A - Amendment Insider Report for Aterian, Inc. (ATER)

Signature
/s/ Joseph A. Risico
Stock symbol
ATER
Transactions as of
Mar 10, 2021
Transactions value $
-$1,397,234
Form type
4/A - Amendment
Date filed
7/2/2021, 05:00 PM
Date Of Original Report
Mar 15, 2021
Next filing
Jul 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATER Common Stock Sale -$331K -10.5K -4.77% $31.67* 209K Mar 10, 2021 Direct F1, F2
transaction ATER Common Stock Sale -$42.6K -1.29K -0.62% $33.13* 208K Mar 10, 2021 Direct F1, F3
transaction ATER Common Stock Sale -$244K -7.19K -3.46% $33.96* 200K Mar 10, 2021 Direct F1, F4
transaction ATER Common Stock Sale -$167K -4.75K -2.37% $35.13* 196K Mar 10, 2021 Direct F1, F5
transaction ATER Common Stock Sale -$301K -8.32K -4.25% $36.16* 187K Mar 10, 2021 Direct F1, F6
transaction ATER Common Stock Sale -$223K -6K -3.2% $37.16* 181K Mar 10, 2021 Direct F1, F7
transaction ATER Common Stock Sale -$48.8K -1.29K -0.71% $37.97* 180K Mar 10, 2021 Direct F1, F8
transaction ATER Common Stock Sale -$39.5K -1.24K -0.69% $31.77* 179K Mar 11, 2021 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.45, inclusive. The reporting person undertakes to provide Aterian, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.62 to $33.60, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.63 to $34.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.64 to $35.63, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.69 to $36.68, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $37.71, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.72 to $38.16, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.51 to $32.00, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein in this footnote.

Remarks:

This amendment is being filed to correct the sales transactions that were previously reported, including correcting the date on which the sales occurred and the prices at which such sales occurred.