James D. Dondero - 14 Jun 2021 Form 4 Insider Report for NexPoint Strategic Opportunities Fund (NXDT)

Role
President and Principal Executive Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Issuer symbol
NXDT
Transactions as of
14 Jun 2021
Net transactions value
+$334,468
Form type
4
Filing time
16 Jun 2021, 20:58:41 UTC
Previous filing
11 Jun 2021
Next filing
21 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXDT Common Stock Purchase $211,034 +14,737 +0.66% $14.32 2,234,098 14 Jun 2021 See Footnote F1
transaction NXDT Common Stock Purchase $86,280 +6,000 +0.27% $14.38 2,240,098 15 Jun 2021 See Footnote F1
transaction NXDT Common Stock Purchase $37,154 +2,600 +0.12% $14.29 2,242,698 16 Jun 2021 See Footnote F1
holding NXDT Common Stock 2,044,931 14 Jun 2021 See Footnote F2
holding NXDT Common Stock 56,449 14 Jun 2021 By employee benefit plan
holding NXDT Common Stock 17,529 14 Jun 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
F2 These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Remarks:

President and Principal Executive Officer