James D. Dondero - 07 Jun 2021 Form 4 Insider Report for NexPoint Strategic Opportunities Fund (NXDT)

Role
President and Principal Executive Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Issuer symbol
NXDT
Transactions as of
07 Jun 2021
Net transactions value
+$167,017
Form type
4
Filing time
09 Jun 2021, 20:32:14 UTC
Previous filing
13 May 2021
Next filing
11 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXDT Common Stock Purchase $81,423 +5,952 +0.27% $13.68 2,194,986 07 Jun 2021 See Footnote F1, F2
transaction NXDT Common Stock Purchase $85,594 +6,225 +0.28% $13.75 2,201,211 08 Jun 2021 See Footnote F2
holding NXDT Common Stock 2,044,931 07 Jun 2021 See Footnote F3
holding NXDT Common Stock 56,449 07 Jun 2021 By employee benefit plan F1
holding NXDT Common Stock 17,529 07 Jun 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired through the issuer's dividend reinvestment plan.
F2 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
F3 These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Remarks:

President and Principal Executive Officer