MARLA C. GOTTSCHALK - 07 May 2021 Form 4 Insider Report for POTBELLY CORP (PBPB)

Role
Director
Signature
/s/ Marla Gottschalk
Issuer symbol
PBPB
Transactions as of
07 May 2021
Net transactions value
-$756
Form type
4
Filing time
11 May 2021, 16:27:29 UTC
Next filing
24 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBPB Common Stock Options Exercise $30,324 +4,200 +3% $7.22 144,221 07 May 2021 Direct F1
transaction PBPB Common Stock Sale $31,080 -4,200 -2.9% $7.40 140,021 07 May 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBPB Stock Option (right to buy) Options Exercise $0 -4,200 -22% $0.000000 14,969 07 May 2021 Common Stock 4,200 $7.22 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise of stock options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan").
F2 The sale of common stock reported in this Form 4 was effected pursuant to the 10b5-1 Plan.
F3 These options are immediately exercisable.