Mark Feasel - 05 Dec 2024 Form 4 Insider Report for FUELCELL ENERGY INC (FCEL)

Role
EVP & Ch. Commercial Officer
Signature
/s/ Michael S. Bishop, as Power of Attorney
Issuer symbol
FCEL
Transactions as of
05 Dec 2024
Net transactions value
-$5,950
Form type
4
Filing time
09 Dec 2024, 17:42:02 UTC
Previous filing
27 Mar 2024
Next filing
12 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FCEL Common Stock Options Exercise $0 +1,058 +26% $0.000000 5,112 05 Dec 2024 Direct F1, F2, F3
transaction FCEL Common Stock Tax liability $5,950 -554 -11% $10.74 4,558 05 Dec 2024 Direct F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FCEL Employee Restricted Stock Unit Options Exercise $0 -1,058 -50% $0.000000 1,057 05 Dec 2024 Common Stock 1,058 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were converted into common stock on a one-for-one basis.
F2 Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.
F3 Includes 33 shares acquired under the Company's Employee Stock Purchase Plan.
F4 Represents shares withheld to satisfy tax obligations upon the vesting of restricted stock units.
F5 On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.