NOAH BRODSKY - 29 Mar 2024 Form 4/A Insider Report for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)

Role
Chief Commercial Officer
Signature
/s/ John J. Wolfel, Attorney-in-Fact for Noah Brodsky
Issuer symbol
LIND
Transactions as of
29 Mar 2024
Net transactions value
$0
Form type
4/A
Filing time
17 May 2024, 17:20:51 UTC
Date Of Original Report
02 Apr 2024
Previous filing
04 Apr 2023
Next filing
17 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIND Common Stock Award $0 +24,839 +46% $0.000000 78,851 29 Mar 2024 Direct F1, F2
transaction LIND Common Stock Tax liability $0 -2,829 -3.6% $0.000000 76,022 29 Mar 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LIND Stock Option (right to buy) 40,000 29 Mar 2024 Common Stock 40,000 $12.64 Direct F3
holding LIND Stock Option (right to buy) 160,458 29 Mar 2024 Common Stock 160,458 $14.36 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units vesting one-third annually, subject to continued service.
F2 Amendment filed to correct the number of units amended.
F3 The options vest annually pro rata over a four-year period.