Noah Brodsky - 31 Mar 2023 Form 4 Insider Report for LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND)

Role
Chief Commercial Officer
Signature
/s/ John J. Wolfel, Attorney-in-Fact for Noah Brodsky
Issuer symbol
LIND
Transactions as of
31 Mar 2023
Net transactions value
$0
Form type
4
Filing time
04 Apr 2023, 18:49:19 UTC
Previous filing
14 Jun 2022
Next filing
02 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIND Common Stock Award $0 +23,536 +77% $0.000000 54,012 31 Mar 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LIND Stock Option (right to buy) 40,000 31 Mar 2023 Common Stock 40,000 $12.64 Direct F2
holding LIND Stock Option (right to buy) 160,458 31 Mar 2023 Common Stock 160,458 $14.36 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents award of restricted stock units vesting annually on March 31, 2024, 2025 and 2026, subject to continued service.
F2 The options vest annually pro rata over a four-year period.